On offload, 4G Americas says Wi-Fi offload of mobile traffic is at 35% today in the U.S., and is estimated to be 68% by 2016. There’s no source for these numbers, such estimates can vary, but these figures are reasonable.

Absent is a similar consideration of femtocell offload, but it can be expected to be smaller than that for Wi-Fi up to 2016, at least.

4G Americas then has an interesting paragraph on Cisco forecasts of mobile data growth:

Cisco’s VNI data on global mobile data traffic (Figure 23), which makes no distinction between historical and forecasted data, yields vastly different projections depending upon how much of the historical record is included in the fit. The following graphic shows the impact of selecting pre-2012 data points (in blue) and including Cisco’s own forecast to 2015. We see, then, that we live in a critical time, when the wireless data explosion is upon us, but its further outlines are only hinted at in current data. Careful analysis of the traffic statistics in the coming quarters may reveal the 2015 and 2020 expectations or perhaps see the unleashing of further pent-up demand.

So, 4G Americas apparently combines measured results pre-2012, and Cisco VNI data for 2012 and beyond, then fits a logistic curve (sometimes called an S-curve) to these data, which shows global growth “saturating” around 2020 at about 13 exabytes per month. The “critical time” refers to us possibly being at an inflection on the curve. We might be there because the year-to-year growth of Cisco’s forecast is decreasing. (Put another way, the percentage increase is smaller each year.) I suggested this is what is happening in a blog post last November. For anyone skeptical, look at any Cisco VNI forecast and calculate the year-to-year percentage increases.

The blue curve shows the infamous “exponential growth” curve, which continues to be invoked as a spectrum bogeyman, especially in the U.S; as you can see, no way. The red curve is a logistic curve fit to a 2.5x growth rate, which appears high compared to the green curve fitted to Cisco data.

This is just one scenario. Perhaps, as 4G America’s suggests, there will be an “unleashing of further pent-up demand.” We don’t know what’s going to happen, but this result is consistent with the transformation of mobile networks from macrocell-only to heterogeneous — bringing the user closer to the “base station,” which will increasingly be a small cell indoors because that’s where we are most of the time. When this happens, the user is offloaded from the macrocell, and demand on the macrocell is decreased. We’ll be using ever-increasing amounts of data, but it will be accessed more efficiently, with smaller percentages from macrocells. Regardless, this projection should not slow efforts to make spectrum policy more rational and spectrum use more flexible.

• The University of Iowa filed an application with exhibit for special temporary authority to transmit a 2.5 MHz signal from an aircraft trailing-wire antenna to measure the thickness of Alaskan glaciers. The antenna is 60 meters long. Transmit power is 10 watts. The modulation is specified as a 1 MBytes/sec. FM chirp 6 microseconds long with a duty cycle is 1%.

• Amateur Radio operator Frank Ravenswood filed an application with exhibit for special temporary authority to conduct experiments with spread spectrum on HF and VHF Amateur Radio frequencies. Operation will be from Hillsboro, Oregon in several Amateur bands between 1.8 and 54 MHz.
• ATSC Laboratories filed an application with exhibits for experimental license to conduct white-space equipment tests within the television broadcast bands 54-72 MHz, 76-88 MHz, 174-216 MHz, 470-608MHz, and 614-698 MHz. “ATSC will conduct research and experiments of fixed and personal/portable devices within the White Spaces to analyze the potential utility and feasibility of such operations and technology. In particular, ATSC wishes to determine the impact of such operations and technology in a densely packed ‘in use’ channel structure, consisting of underserved rural and urban populations.” Operation will be in Reno, Nevada.
• Amateur radio operator Brian D. Justin, Jr. filed an application with exhibit for special temporary authority to transmit on 70 MHz from Bedford, Virginia in support of trans-Atlantic Sporadic E propagation (E-skip) testing.
• Curtiss-Wright Controls filed an application with exhibits for experimental license to demonstrate its ground-penetrating 3d-Radar to prospective customers. Curtiss-Wright says it filed a Part 15 waiver request with the FCC in June 2010 seeking authorization to operate its 3d-Radar for non-federal use. That request was granted on January 11, 2012. The device, however, does not yet have FCC equipment authorization, thus this application. Operation will be at various, yet to be determined, locations and in the frequency range 140-3000 MHz.
• Lockheed Martin filed an application with exhibits for experimental license to conduct developmental testing of an AXCP ocean probe designed for NOAA and intended to profile water velocity and temperature. The probe’s transmitter has an integral monopole antenna that points toward the sky. In normal operation seawater acts as the ground plane. Operation will be at Marion, Massachusetts on 170.5, 172, and 173.5 MHz.

• NorthWestern Corporation, an electricity and natural gas utility, filed an application with exhibit for experimental license to test the usefulness of white-space frequencies and technologies for real-time communications with remote smart grid devices. “This includes point-to-multipoint wireless communications to capacitor banks, reclosers, voltage regulators and voltage sensors. This specific project is focused on improving power quality, power efficiency and outage restoration to rural customers in Montana along an unusually long distribution line.” The utility says it “has already installed smart grid devices which behave autonomously along the line without communications. Although power quality has improved, the line continues to experience problems. The expectation is that real time communications coordinated among the existing smart grid devices will improve power quality and efficiency.” This experimentation is supported by a grant from the U.S. Department of Energy. Operation will be on up to four 500 kHz-bandwidth channels between 174 and 216 MHz in the vicinity of Philipsburg, Montana.
• Fugro Earthdata Inc. filed an application with exhibits for special temporary authority to operate in support of research on determining the thickness of multiyear arctic ice associated with offshore ice flows using GeoSAR Interferometric Synthetic Aperture Radar (IFSAR). The applicant says P-band radar is known to penetrate several tens of meters into glaciers. The ability to accurately and simultaneously measure the top and bottom of the arctic ice from a high flying sensor, however, has not yet been established. Operation will be in an area centered on Barrow, Alaska on 270-430 MHz and 9.63-9.79 GHz.

• The University of Washington filed an application with exhibit for special temporary authority transmit from a free-flying balloon over Washington state on 433.845-433.995 MHz. This is in support of a class project entailing the building and operating of inexpensive equipment to collect atmospheric temperature-profile data.
• CBS filed an application with exhibits for experimental license to allow testing to “determine if digital spectrum efficient communication radios, capable of simultaneous voice and data channels, will improve the efficiency of its remote field news gathering and if the known latency and ‘cliff effect’ resulting from digital communications might adversely effect news gathering operations. While CBS believes that the benefits of using digital spectrum efficient radios are well advertised, the resulting audio latency issues experienced by the ‘on-­air’ talent during live broadcasts could be problematic.” CBS goes on to state that “As live broadcasts can be affected by digital latency, CBS seeks to determine if this will limit using digital cues and ‘on‐air’ program audio foldback to live talent broadcasting from remote locations. In addition to voice communications, GPS tracking of news crews, electronic script transfers, and teleprompter data will be tested using the proposed equipment and emission.” Operation will be in Denver, Colorado and vicinity on several frequencies near 450 MHz.
• Qualcomm filed an application with exhibit for experimental license to operate in San Diego, California on 536-548, 578-590, and 656-668 MHz (TV channels 25-26, 32-33, and 45-46, respectively). This is for white-space testing of up to 10 devices, each having a maximum transmit power of 100 mW and bandwidth up to 10 MHz.
• Microsoft filed an application with exhibit for experimental license to conduct femtocell research, including development of software techniques “to improve the user experience.” Microsoft “plans to operate 3GPP Femtocell Reference Platform (‘FRP’) units from Qualcomm. At the radio layer, the Qualcomm FRP is no different than commercially-available femtocells that use Qualcomm chips. At higher software layers, the biggest difference is that the FRPs will connect to core network emulators instead of connecting to a Home NodeB gateway inside a commercial mobile operator. These core network emulators will run on PC servers, and the FRPs will connect to them via Ethernet. The FRPs will be configured to advertise a particular test mobile network to particular UEs. These UEs will be standard, commercially-available 3GPP cellular phones with SIM cards that allow them to connect to the FRPs.” Operation will be in Redmond, Washington on 824-835, 869-880, 1850-1885, and 1930-1965 MHz.
• Coldplay Inc., a wholly-owned affiliate of the musical group Coldplay, filed an the application with exhibit for special temporary authority to transmit a 60 kHz-wide signal centered at 869.5 MHz during the 2012 Grammy Awards on February 12 in Los Angeles. According to the application, “Coldplay has recently integrated a distinctive, innovative audiovisual component into its live performances throughout Europe. Specifically, in recent performances, each audience member has received a Light Emitting Diode (“LED”) wristband that is synchronized with the group’s music and stage lighting. These wristbands, which are controlled by a single, centrally located radiofrequency transmitter flash en masse in coordination with the band’s music and stage lighting to create a stunning visual effect throughout the concert hall while simultaneously enabling individual audience members to immerse themselves in the live performance. Coldplay seeks STA authority from the FCC to test and demonstrate the underlying RF transmitter that provides command/control instructions to the aforementioned LED wristbands during its performance at the 2012 GRAMMY Award Show.” Coldplay says it received consent from AT&T Mobility LLC, the licensee of that frequency in that area.

• Cosmoglia, Inc. filed an application with exhibits for experimental license to operate in support of it’s “Dove 2” satellite project.  As the company states, “The Dove 2 mission is an internal company technology demonstration experiment to test the capabilities of a low-cost spacecraft constrained to the 3U cubesat form factor to host a small payload. Dove 2 will do this by transmitting health and payload data to the ground. The payload data consists of image data taken from an on board nadir pointing camera. The images will be downlinked over the ISM frequency band at 2.4 GHz and the earth observation frequency band at 8.2 GHz. The dimensions of the spacecraft are consistent with CubeSat and P-POD standards. It is a single unit with the dimensions of 10 cm X 10 cm X 33 cm. The total mass is about 5.8 kg. One important metric of mission success is the ability to build a solar panel/battery/power distribution system that will last for years in orbit, so the mission duration will be one year. The spacecraft will launch on August 31st into an elliptical orbit of 290 km by 575 km with a 64.9 degree inclination.” Operation will be on 1616-1626 MHz, 2401.6-2441.0 MHz, and 8.221-8.229 GHz. The operation on 1616-1626 MHz has been coordinated with Iridium.
• The MITRE Corporation filed an application and exhibit for experimental license to operate in Bedford, Massachusetts and McLean, Virginia on 1915-1920 MHz. According to the exhibit, “MITRE is developing innovative solutions for mobile ad hoc networks (MANETs). The main goal of the research is to develop network routing algorithms working on peer-to-peer prototype radios supplied by Qualcomm Corporation to enable multi-hop wireless communication networks. Prior explorations in this area have focused on the use of such radios as one- hop peer-to-peer devices. MITRE will perform research, development, testing, and demonstrations. This experimental work will be performed over a 2-year period.”
• Orbital Sciences Corporation filed an application with exhibits for special temporary authority to operate three spacecraft telemetry (return) links with its Cygnus spacecraft in support of a mission to the International Space Station. These links are to monitor spacecraft operation. Return links include: Mode 1: spread spectrum operation with NASA TDRSS, Mode 2: low data rate operation with NASA TDRSS (contingency mode only), and Mode 3: high data rate operation with ground stations. Operation will be on 2202.9-2207.1, 2213-2219, 2214.5-2217.5, and 2215.958-2216.042 MHz.
• Bran Ferren Corp. filed an application for special temporary authority to operate on 2215-2245 MHz at various locations in southern California, Nevada and Utah. This is for the development, testing and demonstration of a “unique airborne video production vehicle” that operates up to 400 feet above ground.
• Sprint filed an application with exhibits for experimental license to test wireless backhaul systems in the Overland Park, Kansas area on 2305-2310 and 2350-2355 MHz. The tested systems are intended to support Sprint’s Network Vision and related broadband deployment initiatives. The requested frequency bands are in the WCS A-block and are licensed to Nextwave, which has given its consent.
• Google Fiber filed an application with exhibits for special temporary authority to “test Bluetooth and Wi-Fi protocols and performance (including coordination of Wi-Fi channels between devices and in the presence of foreign signals) within an integrated access point as part of a fiber residential gateway.” Operation will be in Palo Alto, California on 2400-2483 and 5470-5725 MHz.
• Huawei filed an application with exhibit for special temporary authority to build an experimental network in Plano, Texas operating on 2578-2602 MHz. This is to demonstrate TDD-LTE backhaul technology to wireless operators. Huawei has permission to use the frequencies from their licensee, Clearwire.
• Enterprise Electronics Corp. filed an application with exhibits for experimental license to “investigate and refine weather surveillance methods to enhance the detection accuracy of severe weather phenomenon. This involves enhancing the design of radar hardware, (transmitters, receivers), and refining software algorithms used to detect, model and display the resulting data. Case studies of weather events are analyzed throughout multiple seasons and refinements are thus integrated into existing radar detection schemes.” Operation will be at Enterprise, Alabama on 2700-2900, 5300-5600, and 9300-9400 MHz.
• Northrop Grumman filed an application with exhibit for experimental license to operate at Hanover and Linthicum, Maryland on 3.1-3.5 GHz. This is for “tests and demonstrations of newly-designed equipment being developed for sale to the U.S. military. Six 50-MHz channels . . . are required for these purposes, with 50 MHz spacing between the channels. The antenna center will be pointed at 237 degrees from North, elevated 15 degrees above horizontal, and capable of scanning +/- 60 degrees in azimuth and elevation. Equipment is Northrop Grumman prototype.”
• General Dynamics filed an application with exhibit for experimental license to operate in support of development of a government system known as Prophet, not described but apparently a signals intelligence and electronic warfare system. Operation will be in Scottsdale, Arizona on 3424-3452 and 3524-3552 MHz.
• Qualcomm filed an application for special temporary authority to complete “propagation testing in support of developing next generation wireless technologies and advanced receivers.” “A single fixed transmitter will be configured per the requested frequencies. Receive power will be measured in the immediate area of the fixed transmitter.” Operation will be in San Diego, California on 3650-3700 MHz and 5790-5820 MHz.
• iRobot Corporation filed an application for special temporary authority to test range, mobility, and other attributes of robots. Operation will be on 4940-4990 MHz in Gaithersburg, Maryland.
• Electronic Warfare Associates filed an application with exhibit for experimental license to test its “Counter – Unmanned Aerial System” radar, said to be capable of acquiring and tracking multiple low-radar-cross-section targets. Operation will be in Mt. Laurel, New Jersey on 5.4-5.9 GHz.
• Georgia Tech Research Institute filed an application for special temporary authority to “Support testing of the recently launched WGS-4 satellite under Army contract. The Georgia Tech Research Institute (GTRI) provides test and measurement support to the U.S. Army via contract W911W5-11-D-0001. Under this contract, the U.S. Army has tasked GTRI to support testing of the recently launched WGS-4 satellite located at 121.9 degrees west. GTRI will utilize an approved ground terminal to generate various waveforms to test the satellite. The average duty cycle for the overall test is projected to be 3 minutes ON and 8 minutes OFF. All testing will be monitored by the U.S. Air Force Space Protection Program.” Operation will be on 7.90-8.02 and 8.345-8.400 GHz.
• 3 Phoenix Inc. filed an application with exhibits for experimental license to operate in support of development of an improved periscope detection radar. This work is part of a contract with the U.S. Navy. Operation will be in Wake Forest, North Carolina on 8.51-8.99 GHz.
• Telephonics Corporation filed an application with exhibit for experimental license to test an Advanced Radar Surveillance System (ARSS). The ARSS is to be used by U.S. Customs and Border Protection at the southern U.S. border.   Operation will be in Huntingdon and Farmingdale, New York on 8850 MHz.

• Lockheed Martin filed an application with exhibit for special temporary authority to conduct “verification of performance of new radar technology for domestic border security for state officials. Data of this improved radar sensor will be used to show performance improvements compared to current operating sensors used by state law enforcement officials for border security.” Operation will be in Syracuse, New York and Sierra Blanca, Texas on 9.2-10.0 GHz.

• Ultra Electronics Advanced Tactical Systems filed an application with exhibit for special temporary authority to test a ground surveillance radar system in support of a response the company is preparing to an RFP by the U.S. Department of Homeland Security. The RFP pertains to an intelligence, surveillance, and reconnaissance (ISR) system for the U.S. Border Patrol. Operation will be in the Marana, Arizona area on 9300-9500 MHz and 15.75-17.20 GHz.

• Qualcomm filed an application with exhibit for special temporary authority to test Next Gen Air-Ground System antenna performance using a single fixed transmitter on the ground and measuring the received power in an aircraft.  As background, Qualcomm says it “recently filed a Petition for Rulemaking to Amend The Commission’s Rules To Establish A Next-Generation Air-Ground Communications Service On A Secondary Licensed Basis In The 14.0 to 14.5 GHz Band, RM-11640. Comments and Reply Comments were filed on the Petition in September and October 2011.” “Qualcomm has also met with the FCC staff in IB, OET, and WTB to discuss the request and the expected performance of the Next- Gen Air-Ground system.” Operation will be on 14.0-14.5 GHz at Bakersfield and San Diego, California.
• General Dynamics filed an application with exhibits for experimental license to test a prototype border protection system to support “US Government contract pursuits.” The system includes a surveillance radar capable of detecting moving ground targets out to a distance of about 20 miles. Operation will be in Wittman, Arizona on 16.2-17.2 GHz.
• The Technische Universitaet Darmstadt Institute of Phys. Geodesy filed an application for special temporary authority to operate on 17.1-17.3 GHz in Princeton, New Jersey. This is to determine the oscillation of steel cables during construction of a building using a microwave interferometer. “Attached to the cables are big glass planes as part of the construction of the building. The measured eigenfrequency shall give information about the tension of the cables.”
• Peabody Powder River Mining filed an application for special temporary authority to test technology designed to detect movement in the walls of a mine by measuring the return-time of a reflected RF signal. Operation will be in Wright, Wyoming on 17.2 GHz. During processing of the application, FCC staff asked the applicant for details on the mine; here’s the response: “Peabody’s mine is a surface mine where holes are dug into the ground’s surface, much like a rock quarry. The holes run as high as several hundred feed deep and up to approximately 750 feet wide. As a result, the walls are hundreds of feet high from the base of the large hole.”
• Google filed an application to extend the duration of previously-granted special temporary authority to “Conduct experiments using test vehicles equipped with automatic cruise control radars in a manner that extends the sensing range of the radars when a vehicle is not in motion. Google is developing advanced driver assistance systems with the goal of improving the safety and convenience of vehicular transportation. Each Google test vehicle contains several off-the-shelf automatic cruise control (ACC) radars certified for use in the 76.0-77.0 GHz band. These radars are used to sense the environment around the vehicles.” Google goes on to say that “Testing the vehicles performance in complex traffic situations (for example, when the vehicle is stopped at intersections, or when a vehicle is about to make a right turn on to a busy road, in which case the range of a left-sensing radar must be sufficient to inform the vehicle to allow high-speed traffic to pass before proceeding) will provide critical data that will guide the development of more effective driver assistance technology. The results of these experiments will inform the need for a longer term experimental license. The location of the proposed experiments will be the San Francisco Bay, California area, extending south to Santa Cruz, California and north and east to South Lake Tahoe, California.” Google says that current FCC radar power limits will be exceeded in its tests when the vehicles are not in motion, but it does think that interference will be a problem.
• Raytheon Missile Systems filed an application with exhibit for special temporary authority to “demonstrate the effectiveness of using solid state W-band technology for improving high-bandwidth point-to-point communications in harsh environments.” Operation will be in Van Nuys, California on 92-93 GHz or 91-93 GHz (the application and exhibit are inconsistent with regard to frequency). The exhibit states that “Raytheon is working on a new product that uses high bandwidth solid state W-band (91-93 GHz) technology, making it possible to deliver compact, secure communications systems with orders of magnitude reductions in size, weight and power. Reducing the size, weight and power needed by broadband data links is essential when working in harsh climates. Traditional point to point technologies operating in this frequency band use large antennas that are buffeted by wind. The buffeting causes a significant drop in data rates, which leads to inefficient communications, lowering of available bandwidth, slowing of vital communications, and wasted power by the transmitters. This technology offers significant advances in power consumption, rapid deployment, and effective high-speed data transmissions under all conditions.” Raytheon expects to achieve 320 Mbps on a 1 km link.

Coldplay filed an application and accompanying exhibit on January 20, 2012, for special temporary authority to transmit an RF signal that would control a lighting display during its performance at the 2012 Grammy Awards held February 12 in Los Angeles. Specifically sought was permission to transmit a 60 kHz-wide signal centered on 869.5 MHz. That frequency, in Los Angeles, is licensed to AT&T; Coldplay said it had already received AT&T’s consent for its temporary use. The specifications included frequency-shift keying (FSK) and a transmit power of less than one watt.  The application was approved by the FCC on January 27.

According to the exhibit, “Coldplay has recently integrated a distinctive, innovative audiovisual component into its live performances throughout Europe. Specifically, in recent performances, each audience member has received a Light Emitting Diode (“LED”) wristband that is synchronized with the group’s music and stage lighting. These wristbands, which are controlled by a single, centrally located radiofrequency transmitter flash en masse in coordination with the band’s music and stage lighting to create a stunning visual effect throughout the concert hall while simultaneously enabling individual audience members to immerse themselves in the live performance. Coldplay seeks STA authority from the FCC to test and demonstrate the underlying RF transmitter that provides command/control instructions to the aforementioned LED wristbands during its performance at the 2012 GRAMMY Award Show.”

As for the public interest, Coldplay said, the light show would make “a significant contribution to the advancement of modern performing arts.” It cautioned the FCC that not granting the application would “potentially degrade the entertainment value of the GRAMMY Awards broadcast.” Perhaps knowing the FCC’s reputation in fostering creativity, Coldplay bolstered its argument saying that the light show would also enable it and the “underlying developer of this technology to gauge the interest and demand in the United States market for such performance innovations.” Looking beyond the application, I found one report saying Coldplay is part-owner in RB Concepts, the company that makes the wristbands.

The quality of this video clip is not so great, but you can see the the wristbands activating several times, starting at 1:55:

• Amateur Radio operator Brian Justin filed an application with exhibit (shown below) for special temporary authority to “be able to operate antique Heising modulation on 470.0 kHz on or about x-mas evening and several other days” to commemorate Reginald Fessenden’s “original claimed voice transmissions over 100 yrs ago.” The transmissions were to take place on 470-475 kHz from Forest, Virginia.

• Chesapeake Operating, Inc. filed an application with exhibit for special temporary authority to “provide music and announcements throughout Chesapeake’s corporate campus” and for “determining propagation and coverage while simultaneously considering a waiver to operate permanently under 15.221(b)” of the FCC’s Rules. Operation is to be on 1300 kHz and 1610 kHz in Oklahoma City, Oklahoma. The applicant says it’s parent company, Chesapeake Energy, “is the Nation’s second-largest producer of natural gas, a top 15 producer of oil and natural gas liquids and the most active driller of new wells in the U.S.” “Chesapeake is considering the use of low power AM broadcasts at its corporate campus that could be used for a variety of purposes. For example, the system could be used for disseminating severe weather information (e.g., tornado watches, tornado warnings, ice storms, etc.,) street closings, traffic re-routes due to construction, as well as during outdoor events such as the farmers market that Chesapeake sponsors during the summer months and outdoor activities associated with United Way campaigns, concerts, and family events.”
• Phillip J. Williams filed an application with exhibits for special temporary authority to operate using spread spectrum on HF and VHF frequencies in the Amateur Radio Service. Current rules don’t permit spread spectrum operation below 220 MHz. In the tests, comparisons will be made with other digital modes such as JT65A, Olivia, MT63 and PSK31, including with regard to weak-signal capabilities. Experiments will focus on minimum required transmitter power and developing operating procedures for the Amateur Radio community. Operation will take place in Euless, Texas in various Amateur bands between 1.8 and 148 MHz.
• The Center for Remote Sensing of Ice Sheets at the University of Kansas filed an application with exhibits for experimental license to conduct testing of a 72 MHz link used to control the “Meridian Uninhabited Aircraft System,” an aircraft that carries a variety of scientific payloads, including ice-penetrating radar, for research on the flow-ice sheets in Greenland and Antarctica. Operation will be at several locations in Kansas and Utah on 72.01-72.99 MHz.

• National Public Radio filed an application with exhibits for experimental license to evaluate the feasibility of using a Cognitive Modulator. This is envisioned as an alternative to consumer FM modulators long used to allow audio from a personal electronic device to be played through a vehicle’s FM radio. These modulators have their drawbacks: they can cause interference to other FM listeners, FCC rules limit their power such that it can be difficult for them to overcome interference, and they may need to be retuned as the vehicle travels into range of new, interfering FM stations. Preliminary testing led by NPR suggests a Cognitive Modulator operating at 87.7 MHz may present a solution to the above service problems. Such a device would sense the amount of interference and noise (I+N) at or around 87.7 MHz and adjust its transmitter carrier power to provide a desired C/(I+N) in a vehicle’s FM radio. Experimental operation will be in New Haven, Connecticut on 87.7 MHz
• Lockheed Martin filed an application with exhibits for experimental license to operate at Syracuse, New York on various frequencies in the bands 109.375-137.000, and 960-1400 MHz. This is to test electronic-support-measures receiver systems for the U.S. Navy on vessels being deployed overseas.
• Cosmogia Inc. filed an application with exhibits for special temporary authority to operate communications inks in support of the Dove 1 satellite mission. This is a “technology demonstration to: a) test the basic capabilities of the low-cost bus built from non-space, Commercial Off-the-Shelf (COTS) components; b) show that a bus constrained to the 3U cubesat form factor can host a small payload; and c) demonstrate the ability to design, produce and operate satellites on short schedules and low cost. Dove 1 will do this by transmitting health and payload data to the ground.” The satellite is due to be launched as a secondary payload on the maiden flight of the Taurus II from NASA’s Wallops Flight Facility. It will be placed in a nearly circular orbit of 280 km, which will decay with the satellite burning up in the Earth’s atmosphere approximately 2 weeks after launch. Amateur beacon transmissions on 145.825 MHz will commence upon deployment of the satellite. A half-duplex, spread-spectrum radio on 2.4016-2.4776 GHz will be used for main payload downlink and for telecommand uplink. The satellite has dimensions of 10 cm x 10 cm x 30 cm. Its mass is about 5 kg.
• The Wisconsin Wireless and NetworkinG Systems (WiNGS) Laboratory at the University of Wisconsin, Madison, filed an application with exhibit for experimental license to test fixed point-to-point backhaul and vehicular networking on TV white=space frequencies. Operation will be in the vicinity of Madison, Wisconsin on 174-216, 470-608, and 614-698 MHz. The experimental platform is called Wide Band Digital Radio. Its major function is to perform frequency translation from Wi-Fi frequencies in the 2.4 GHz range to UHF-TV frequencies.

• Lockheed Martin filed an application with exhibits for experimental license to conduct radiosonde factory acceptance testing as part of a government contract. During testing, the radiosondes are attached to a weather balloon and deployed from a Lockheed Martin facility in Marion, Massachusetts. The weather balloon can travel a ground distance of 250 km and reach a height of 30 km. The average duration of the deployment is 135 minutes. The expected number of deployments is about five per month. The radiosonde transmitter uses a monopole antenna that directs transmitted power towards the ground. Testing will take place on various frequencies between 400.25 and 405.5 MHz.
• Carlson Wireless filed an application with exhibit for special temporary authority to test white-space radio technology in rural locations of Hawaii prior to database and device certification. This is to compare performance of white-space radio propagation to that of WiMAX and 900 MHz radios in very dense tropical cover and in heavy rain conditions. Operation will be in Pahoa, Hawaii and in Keaau, Hawaii on 470-608 and 614-698 MHz.
• America’s Cup Event Authority, LLC filed an application with exhibit for special temporary authority to permit video production, and to coordinate operations and security for the Americas Cup World Series Sailboat Race in the vicinity of San Diego. Several frequency bands are requested including 470-476, 476-482, 482-488, and 506-512 MHz (i.e., television broadcast channels 14, 15, 16 and 20), television broadcast auxiliary frequencies 2025-2110 MHz, and amateur frequencies at 2390-2400 MHz and 3300-3500 MHz.
• Robert Miller Consulting filed an application with exhibits for special temporary authority to operate on TV channel 44, 650-656 MHz, near Green Bay, Wisconsin to conduct research on the effects of wind turbines on over-the-air TV reception. The applicant says the “proliferation of wind turbine deployment and the associated history of television interference problems have prompted an urgent need for development of tools to assist in the placement of the turbines so as to minimize interference.” This testing is funded by the U.S. Department of Agriculture, and there is the prospect of more funding for more exhaustive tests depending on these initial test results.
• ShawnTech Communications filed an application with exhibits for special temporary authority to operate in Ridgeville, South Carolina on 851-869, 869.2-893.8, 869.70-893.31, 1930.2-1989.8, and 1931.25-1988.75 MHz. Details are not available due to a request for confidentiality. This appears to be a test of a managed-access cellular system for intercepting unauthorized phone calls from a prison. It further appears that a cellular operator gave its consent for the test.
• Boeing filed an application with exhibits for special temporary authority to test RFID tags that Boeing and commercial airlines use on various items aboard commercial aircraft. The device being used is certified for unlicensed use in Europe but not in the U.S. Testing will be in Goodyear, Arizona on 865-867 MHz.
• The South Coast Air Quality Management District filed an application with exhibits for experimental license to operate a wind-profiling radar, which depends on the scattering of transmitted signals by irregularities in the index of refraction of the atmosphere. The irregularities are caused by turbulence in the wind. By determining the Doppler frequency shift, the speed of the wind can be determined. Temperature data can be obtained by measuring the propagation velocity of an acoustic signal. The hardware includes a receiver/modulator, a final amplifier/preamplifier, a digital control and data processor, and an antenna system. These items were developed by NOAA and are fabricated by Vaisala, and will be owned and operated by the applicant, a government agency that manages air pollution control in the southern California counties of Los Angeles, Orange, Riverside and San Bernardino. The data collected will include hourly profiles of low-level winds between 100 and 5000 meters above ground level (m AGL) and “virtual temperatures” between 100 and 2500 m AGL. This data will be collected to improve meteorological analyses, as well as air quality forecasting and modeling in the South Coast Air Basin. Operation will be on 915 MHz at Irvine, California.
• Harris filed an application with exhibits for experimental license to test transmission and reception of voice and data from 1.35 GHz to 1.39 GHz at various distances and locations at its facility in Rochester, New York. Stationary and mobile tests will be performed to transmit voice and data in both urban and rural settings. Tests will replicate in-theater tactical communications. This testing is partly in support of U.S. government contracts. The tests will use the Harris AN/PRC 117G wideband tactical radio.

• BAE Systems filed an application with exhibit for special temporary authority to test next-generation “communication intelligence” for unmanned aerial vehicles (UAVs). Operation will be in Hudson, New Hampshire on 1626-1660 MHz.
• Orbital Sciences filed an application with exhibits for experimental license to operate from Persimmon Point, Virginia on 2222-2228, 2239-2243, 2258-2260, 2267-2271, 2286-2290, and 5764-5772 MHz. Orbital is under contract to NASA/Johnson Space Center to develop a commercial cargo transportation system for delivery of cargo to the International Space Station. The contract includes two demonstration flights of this system, and eight operational flights to the Station. The experimental operation is in support of various communications needs for these flights from NASA’s Wallop’s Flight Facility, including flight termination system uplink, multiple S-band telemetry data downlinks, a C-band radar system with transmit and receive, and a GPS uplink.

• RF Film, Inc. filed an application for special temporary authority to provide wireless video transmission from film cameras during the production of “Spiderman 4” in Los Angeles. Operation will be on 2363-2371 and 2380-2388 MHz. Those frequencies are in a band normally used for aeronautical telemetry. The applicant has consulted with the frequency coordinator for that band, (AFTRCC), which approved their use on a non-interfering and temporary basis.
• Google filed an application for special temporary authority to test an “entertainment device.” It will test the functionality of “of all subsystems, including WiFi and Bluetooth radio. Users will connect their device to home WiFi networks. This line of testing will reveal real world engineering issues and reliability of networks. The device utilizes a standard WiFi module, and the planned testing is not directed at evaluating the radio frequency characteristics of the module (which are known), but rather at the throughput and stability of the home WiFi networks that will support the device, as well as the basic functionality of the device. From this testing we hope to modify the design in order to maximize product robustness and user experience. Utilizing the requested number of units will allow testing of real world network performance and its impact on applications running on the device, so that any problems can be discovered and addressed promptly. All devices will be used by and registered to specific individuals (all Google employees), and Google will maintain a record of each device, so that they can be easily recalled at any time during testing and when testing is complete. The devices will be tested at Google facilities and in and around the employees residences.” There will be 252 devices in the test, which will take place in Mountain View and Los Angeles, California; Cambridge, Massachusetts; and New York, New York on 2400-2483 MHz.
• AirScan filed an application with exhibits for experimental license to test “state?of?the?art airborne surveillance and security operations for government and private service customers.” Transmissions will be from aircraft in the Titusville, Florida area on 2475.5 and 2458.5 MHz.
• Panoscan filed an application with exhibits for experimental license to test video transmission from a robot it’s developing for law enforcement inspection purposes. Operation is to be in Sylmar, California on 5725-5858 MHz. The transmitter is an Iftron Mondo Stinger 5.8 video transmitter. Apparently, prior work in development of the radio portion of the robot fell under Part 15 of the FCC’s Rules, and now it does not, necessitating the experimental license. Panoscan says it has a request pending before the Commission for waiver of Section 15.247 of its Rules to allow the use of digital modulation.

• GE Aviation filed an application and exhibits for special temporary authority to conduct outdoor testing of its HEET radar system, a “proprietary three-dimensional radar scanner for radar cross section measurements. This one of a kind scanner is currently in checkout phase. Eventually the system will be used on military bases.” Operation will be in Evendale, Ohio and in Peebles, Ohio on 6.5-18 GHz.
• Telephonics Corporation filed an application with exhibits for experimental license to operate in Huntington, New York on 8850 MHz. This to support testing of the ARSS-1 portable radar system. The radar operates on a single channel at a pulse repetition frequency of 5 kpps. The pulse width is 17.0 ?S and the receive interval is 183 ?S for a total repetition interval of 200 ?S.

• Telephonics Corporation filed an application with exhibit for experimental license to conduct tests of its model RDR-1700B maritime surveillance and imaging radar, which the company describes as a multimode airborne search radar that uses pulse compression techniques to provide various search and imaging capabilities, using a programmable waveform generator that can generate different pulse widths, pulse repetitions, and modulation. The radar operates over the frequency band of 9.2 to 9.5 GHz. The radar is continuously changing frequency thereby minimizing the number of undesired pulses being received by fixed-frequency marine and aviation weather radars. This testing is to improve the radar’s signal processing techniques for the purposes of improving the radars ability to search, detect and track multiple targets during over-water surveillance as well as search and rescue and weather detection/avoidance capabilities. Development of imaging techniques that provide the ability to identify the size and shape details of objects detected beyond visual ranges or bad weather conditions will also be part of the testing. Operation will be in the vicinity of Farmingdale, New York.

• The University of Nebraska – Omaha, filed an application and exhibits for special temporary authority to test repurposing of Furuno marine radar to count aircraft at a non-controlled airport. Operation will be at the Council Bluffs, Iowa airport on 9410 MHz. The applicant says it wants to investigate marine radar in this application as a step toward creating a system to prevent aircraft collisions. The radar system in this experiment will include a stationary radar antenna linked to a 10 inch radar display that will transmit data to a computer, which will be programmed to count aircraft. The data collected includes the distance from the radar, the heading from the radar, and the heading of the aircraft.
• Tachyon Networks filed an application with exhibits for special temporary authority to test an 18” terminal mounted to a C-12 military aircraft. Communications will be with one of three Intelsat-owned, U.S. licensed satellite hubs. This is in support of a U.S. Army contract for communications in Afghanistan related to airborne intelligence, surveillance and reconnaissance. Operation will be centered on Middletown, Delaware on 14.0-14.5 GHz.

• Mokulele Research Corp. filed an application with exhibits for special temporary authority to test airborne mechanical tracking antenna performance. Mokulele will use millimeter-wave spectrum from a directional antenna on the ground pointed straight up. The airborne receiver antenna, installed inside the cabin of a small aircraft, will intercept the narrow beam, and immediately activate its reflector to the optimum angle in order to sustain strongest signal level, while the aircraft’s pitch and bank angles change. The aircraft will fly over the ground station between 8,000 and 18,000 feet AGL in tight circles of approximately 0.5 nautical mile diameter. The signal strength, optimized by the tracking antenna, will be recorded for later analysis. An airborne-antenna signal re-acquisition algorithm will also be evaluated. Operation will be on 46.75-46.95 GHz at Haleiwa, Hawaii.
• Honeywell filed an application with exhibits for special temporary authority to conduct flight testing using a developmental sensor to collect data on potential helicopter obstacles such as power lines and towers. The data collected will be used to learn about the detection criteria of such targets. Operation will be in Torrance, California; Phoenix, Arizona; and Everett, Washington on 92-94 GHz. The sensor antenna connects to a PC?based data processing system used to operate the antenna, display, and capture results. The antenna radiates a 0.7 degree horizontal by 4.0 degree vertical beam. The modulation is a linear frequency modulation that uses up to a total of 1.0 GHz about a center frequency of 93.0 GHz (i.e., 92.5 GHz – 93.5 GHz). The bandwidth is swept repeatedly at a rate of 500 us per sweep.

• Raytheon Missile Systems filed an application with exhibit for special temporary authority to conduct tests on 94-96 GHz at Tucson, Arizona. “This application is being filed for the experimental development of a directed energy device to be exported that will use radio waves to achieve the mission.” (“Directed energy device” appears to be a euphemism for directed energy weapon.) “Because this technology is very new, there is a great deal to be learned still about how to effectively direct the radio energy while ensuring that there is no lasting harm.” “[A]ny personnel present will have volunteered to work on this technology.” The device to be tested will have an input power of 800 watts and an effective radiated power of 50 megawatts.

“[S]tatistics can lie. But cast as ‘studies’ by commentors, they take on the weight that a decision maker chooses to make of them.”

– Daniel Brenner

As a follow-on to its National Broadband Plan, the FCC last year released a Technical Paper intended to validate the Plan’s prediction of a 300 MHz mobile-broadband spectrum deficit by 2014. The Paper describes a spectrum requirements model that totals current spectrum assigned to mobile broadband and applies a multiplier based on expected demand, taking into account expected increased tower density and improvements in air-interface spectrum efficiency. The model’s result is a predicted deficit of 275 MHz in 2014, which rounds to 300 MHz. On the way toward that result, however, the analysis uses just a few of the available data forecasts, ignores offloading of macrocell data to Wi-Fi and femtocells, and assumes the continuation of flat-rate plans for consumers. Some of these oddities I noted in a post at the time. I had hoped the FCC would make the Paper a subject of public comment. That hasn’t happened. So, I’ve looked at the Paper in more detail. I find that when looking at the above factors in a more realistic manner, predicted spectrum requirements go down significantly.

INVALID ASSUMPTION #1: THREE ARBITRARILY-PICKED FORECASTS ARE REPRESENTATIVE

To estimate spectrum requirements in 2014, the FCC’s model uses a multiplier based on an average of three forecasts of mobile-broadband data demand. These are by Cisco, Coda Research, and Yankee Group. From 2009 to 2014, they predict mobile broadband data growth of 4722%, 3464%, and 2332%, respectively, for an average of 3506% (or, if you prefer, 35x).

The FCC characterizes these as “industry analyst mobile data demand forecasts” when in fact only two are from industry analysts. Cisco is an equipment vendor. The preparation of its forecast is managed by a member of Cisco’s marketing team. The Cisco forecast is used to promote the sale of Cisco’s core-network hardware that can be used to help address the increased data demand the forecast predicts. The Technical Paper gives no indication as to why these three forecasts were chosen and others rejected. It would be as if the FDA looked at clinical trial data, ignored the statistics, and made decisions based on its favorite data points.

The decision to use Cisco’s forecast, and not those of other equipment vendors, is odd. Forecasts are also available from Alcatel-Lucent, Ericsson, and Nokia Siemens Networks (NSN), among others. Unlike Cisco, these companies have core competency in the 3G/4G radio air-interface that is the most challenging bottleneck when it comes to mobile capacity, so it would seem useful to include their findings. For the same time frame looked at by the FCC, 2009-2014, Alcatel-Lucent, Ericsson, and NSN predict data growth of 3893%, 2541%, and 811%, respectively. The 811% looks very low, but is consistent with recent forecasts predicting data increases in the 8x-10x range over the next several years; these lower estimates may be an indication of large-cell model of cellular hitting an inflection on a technology-maturation S-curve.

When the forecasts are considered with those of Cisco, Coda Research, and Yankee Group, the six-forecast average is 2961%, or 15.5% less than the FCC’s estimate of 3506%. What does this do to spectrum requirements? From the FCC’s own sensitivity analysis in the Paper (p. 22), this reduces the 2014 shortfall from 275 MHz to approximately 165 MHz.

INVALID ASSUMPTION #2: OFFLOADING IS AN ABSTRACT CONCEPT

Today’s typical macrocell (large cell) wireless systems have always expended disproportional resources trying to overcome building attenuation and reach user devices indoors; it’s been an outside-in approach. Adding to the challenge, we’re inside 70% of the time, and will be inside even more as time goes on, according to Informa estimates. Building attenuation is not the only indoor problem; signals indoors weaken as the distance to base stations increases. Furthermore, capacity available to a user goes down as more users join the cell.

At the same time, our indoors increasingly have fixed broadband service. This can be used in conjunction with small cells, such as Wi-Fi access points or femtocells, to offload data from the macrocell. When the user is close to small cells, a lot of good things happen, things beyond the ability of additional spectrum to provide. Building attenuation goes down because we’re not punching through as many walls. Signal strength increases because of the shorter distance. Throughput to the user goes up because capacity is no longer shared with several dozen others. (Throughput to those still on macrocells goes up, too, because they’re no longer competing with the small cell users.) As an added benefit, since the user is close to the cell, not as much power is needed on the uplink; handset transmit power goes down, increasing battery life. Taking all these factors into account, data rates available to a user can go up 80x or more using small cells depending on the deployment scenario.  In contrast, doubling available spectrum increases throughput only 2x. Allocating the entire 300-3000 MHz band to mobile broadband would increase throughput only 7x, were that a practical option.

The outside-in approach of macrocells is turning inside-out, bring the user closer to the base station. This offloading concept is consistent with the ITU’s 2003 vision of heterogeneous networks; each wireless access technology excels in certain circumstances, and shouldn’t be force-fit into others. It’s hopeless to reach the capacity increases that can be achieved through small cells by the use of additional spectrum. Qualcomm, a longtime advocate of more spectrum for mobile broadband, recently said that “the next performance and capacity leap will come from network topology evolution by using a mix of macro cells and small cells – also referred to as a Heterogeneous Network (HetNet) – effectively bringing the network closer to the user.” The same improvements in electronics technology that enable smartphones, and their increased data requirements, likewise enable new small-cell technology that can address the demand. Wireless innovation is not only on the user-device side.

Despite this progress in small cells, the Technical Paper inexplicably dismisses offloading:

“Since this paper is focused on mobile data traffic, strategies to offload traffic to femto?cells and WiFi is [sic] not directly considered. In addition, the rollout of such network architecture strategies has been slow to date, and its effects are unclear.”

First, mobile broadband data traffic and offloading go hand in hand and thus must be considered; the more data offloaded, the less carried by the mobile broadband network, and the less spectrum required for that network. Second, offloading strategies are ramping up quickly. The “effects” are clear. Less data is carried on the macrocell, reducing the need for new spectrum.

If the Technical Paper does not directly consider the effects of offloading, perhaps the input forecasts from Yankee Group, Coda, and Cisco do. It’s not clear, from information provided in the Paper, to what extent the three forecasts take offloading into account. Looking at the Cisco forecast separately, we can see it estimates that in 2014, 23% of wireless data in the U.S. will be offloaded to Wi-Fi and femtocells. More recent observations and forecasts, however, are substantially higher than Cisco’s. Commenting on the issue in its latest wireless competition report, the FCC said “AT&T has experienced significant growth in hot spot usage in the first half of 2010, with an estimated 40 percent of iPhone traffic in the United States being transmitted over a Wi-Fi connection.” Independent analysts ABI Research and Juniper Research predict worldwide offloading rates of 48% and 63%, respectively, in 2015. ComScore estimates that in August 2011, 37.2% of mobile phone data was sent using a WiFi connection, a percentage that grew almost 3 points in just the preceding three months.  For 2014, Juniper Research predicts North American offloading will reach 76.9%. Cisco’s underestimation of offloading contributes to its forecast usually being the highest of the bunch, making it the go-to forecast for spectrum crisis adherents.

The FCC didn’t directly consider offloading, but we can. For the purposes of this post, let’s average the low and high offload estimates, from Cisco and Juniper Research. That gives us 50% as an offload factor. Adjusting Cisco’s forecast using the 50% offload factor instead of 23%, one gets a Cisco 2014 data growth relative to 2009 of 3066%. This lowers the six-forecast average to 2685%, which is 23.4% less than the FCC’s estimate. Returning to the sensitivity analysis, the revised spectrum shortfall is approximately 115 MHz instead of 275 MHz.

INVALID ASSUMPTION #3 – FLAT-RATES RULE

Most U.S. operators have gone from flat-rate “all you can eat” rate plans to usage-based plans where the consumer is charged based on the amount of data used. AT&T made the change in June 2010, T-Mobile in April 2011, and Verizon Wireless in July 2011. (Sprint is the only major operator with an unlimited plan today, on its 3G network for the iPhone.) These new rate plans will further encourage users to offload data. The Technical Paper, again inexplicably, does not take this into account:

“The projections of mobile data demand used in this analysis are based in part on historic market dynamics, such as “all you can eat” pricing for data. The effect of new pricing strategies on consumer data demand is not yet known, but has the potential to impact data traffic projections if widely adopted in the market.”

I expect the effect of these new pricing strategies will be that consumers moderate their less essential use of mobile broadband. This will be especially so for the data hogs, a few of whom consume the bulk of mobile broadband data in each cell. There is not much public information yet on consumer response to these new pricing plans, but it’s something to watch out for, and then we can make a further correction to the spectrum deficit estimate.

The effects of usage based plans on data consumption will be far reaching. With the cost of bits more aligned with what it costs the operator to supply them, the consumer has more price signals on which to act upon. These signals, in turn, will be felt by the rest of the wireless ecosystem. Under flat-rate plans there was little incentive for consumers to be conscious about how efficiently-coded the phone’s operating system or applications were. Under newer plans that charge by use, consumers will have a heightened awareness of how much data they’re using, and for what purpose. Software will increasingly compete on efficiency. On the application side, operators know where every bit goes, and which applications consume the most data. There is no such awareness on the consumer side. Perhaps the industry will provide greater granularity in data metering, to the application level, so users can better prioritize usage of their data plans. Once this happens, developer sensitization to the issue will increase.

Some of this software-based improvement is nearly “free,” requiring only improved programming practices. Last year, the World Wide Web Consortium adopted a recommendation for best practices in mobile web application development.  As one example in the recommendation, mobile web applications often use several static images to represent buttons. Each image that is sent uses a separate HTML request. HTML requests can be reduced to one by combining the buttons into one static image, sending that image, and cutting the buttons from the image. That saves data. Under flat-rate plans, why bother?

On the operating system side, different phones can vary greatly as to the amount of data needed to perform the same function. One analysis, sponsored in part by Research in Motion, finds that across multiple applications and for the particular smartphones studied, the BlackBerry used much less data than the iPhone or Android phones. For web browsing, the Blackberry was 2.1 times more efficient (i.e., used 2.1 times less data) than iPhone iOS or Android. For e-mail, the Blackberry was 4.5 times more efficient than Android and 11.4 times more efficient than iPhone iOS. As users become more aware of what data they’re getting for their money, competitive pressures will lead the less efficient operating systems to become more so.

FURTHER ADJUSTMENTS TO THE ESTIMATED SPECTRUM DEFICIT

We’ve looked at the estimated spectrum deficit from the basis of demand and the FCC’s model. Before we finish, let’s take a quick look at where we are today on the supply side. The following efforts show promise for making more spectrum available for mobile broadband within the 2014 timeframe:

• LightSquared is seeking approval to use 40 MHz of spectrum near 1500 MHz for terrestrial mobile broadband. Such use is pending resolution of GPS interference issues.

• The FCC has an open proceeding looking at maximizing the mobile broadband potential of a total 75 MHz of spectrum around 2 GHz. Some 40 MHz of that belongs to Dish Network, which recently asked the FCC for permission to deploy a hybrid satellite and terrestrial mobile and fixed broadband network. Qualcomm, Dish, and others have various smaller pieces of the 700 MHz band, which might be practical for use with LTE in a TDD mode using unpaired spectrum.

• NTIA has issued a plan and timetable identifying over 2200 MHz of Federal and non-Federal spectrum that might provide opportunities for wireless broadband use. For mobile use, the most promising band in the near term is 1755-1850 MHz. NTIA is finishing a detailed review of the band to determine to what extent it can be made available for commercial broadband use. The review was supposed to be completed by September 30, 2011 but is running late; perhaps we’ll see the results by the end of the year. I hoping at least 40-50 MHz becomes available from this band.

An accurate and current inventory of frequency assignments and usage would help identify new mobile spectrum, but such an inventory doesn’t exist. The preliminary steps the FCC has taken so far are so laden with disclaimers they can’t be relied upon. On the Federal side, the Government Accountability office (GAO) recently reported that “NTIA’s data management system lacks transparency and data validation processes,  making it uncertain if spectrum management decisions are based on accurate and complete data.” The U.S. should conduct a thorough spectrum inventory, informed by measurements.

CLOSING THOUGHTS

We’ve seen that reasonable updating of the FCC’s spectrum deficit model significantly reduces the short-term forecast deficit for 2014. As adjusted, the Technical Paper doesn’t support the National Broadband Plan’s mobile broadband spectrum recommendations, as was its intent.

We might step back and ask why the FCC is forecasting spectrum demand at all. If the U.S. moves more toward a property-rights and marketplace regime for spectrum use, as it may with the incentive auction approach, the Technical Paper estimates and National Broadband Plan recommendations become less important as the market will tend to allocate spectrum resources efficiently. To the extent it does not, and fails to meet a public policy goal, policymakers can change the market outcome.

If a forecast is to be maintained, the FCC should reconcile the National Broadband Plan with an updated forecast spectrum deficit, openly prepared with broad input and using the latest data. Part of that examination should be the validity of other methodology used the Technical Paper. The work should be thorough enough that the FCC Chairman no longer feels the need to cite Cisco’s forecast in speeches, and can instead cite the work of the FCC’s own staff — with authority.

• Amateur Radio operator Juan Granados filed an application with exhibit for experimental license to test CW, LSB, RTTY, and digital modes such as BPSK on 130-140 kHz and 495-505 kHz. The testing will take place in Miami, Florida and involve communication with amateurs in other parts of the world.

• Cognitive Data Dispatch (CDD) filed an application with exhibits for experimental license to “explore the possibility of a cognitive type of radio architecture in transmitting very brief time duration data transmissions over a HF radio channel.” “CDD is seeking authority to transmit data in a point-to-point mode using a minimal spectral footprint (utilizing a channel for less than 10 milliseconds at a time, not to exceed 250 milliseconds of total occupation during any 24 hour period) on pre-coordinated HF frequencies using fixed transmit and receive locations. These extremely brief time duty duration transmissions will ensure no harmful interference will occur to any licensed users of these channels. As part of the channel selection process, CDD transmissions will employ cognitive radio features to ensure the optimum transmission channel and minimal opportunity for interference.” Operation will be from sites in Aurora, Illinois; Washington, DC; and East Rutherford, New Jersey on various frequencies from 2.2890 MHz to 7.6971 MHz.

• RIIMIC LLC, d.b.a. Sunair Electronics filed an application with exhibit for experimental license to conduct testing of single-sideband communications equipment in Ft. Lauderdale, Florida on 5.888-23.1465 MHz.

• Lockheed Martin filed an application with exhibit for experimental license for control operation of the AN/WLD-1(V) Remote Multi-Mission Vehicle (RMMV) in support of the US Navy’s Remote Minehunting System (RMS) and Multi-Vehicle Communication System (MVCS) programs. This experiment is said to be necessary for development and integration of the radio communication link between the control and remote stations. Operation will be in West Palm Beach, Florida on various frequencies between 30-40 MHz and 1708-2297 MHz.

• Signal Systems Corporation filed an application with exhibits (several confidential) for special temporary authority to test the utility of short duration messaging in the VHF band using meteor burst communications). Data rates will be up to 9600 bps. Operation will be in Ridgley, Maryland and Blacksburg, South Carolina on 40.75 and 49.8 MHz.

• Live2Media filed an application with exhibit for special temporary authority to test “media broadcast” at an auto race event. The broadcast will consist of messages from the pit crew to the race car, along with announcements. Operation will take place in Laguna Seca, California on several frequencies between 64.0 MHz and 68.2 MHz.

• Garmin filed an application with exhibits for experimental license to test the interoperability of its avionic data link system and data link radio (GDR 66) with an ARINC ground station. The link is characterized by 8-DPSK modulation, 25 kHz channel spacing, a raw data rate of 31.5 kbps, and a carrier-sense multiple-access technique for operation on a shared channel. Operation will be in Olathe, Kansas on 136.975 MHz.

• Adaptrum filed an application with exhibit for special temporary authority to experiment with prototype TV white-space equipment. The equipment is to be fully compliant with the new white space rules except for equipment authorization. Operation will be in San Jose and Mountain View, California on 174-216 MHz, 470-608 MHz, and 614-698 MHz.

• The Rappahannock Electric Cooperative (REC) filed an application with exhibit for experimental license to test the usefulness of TV white-space frequencies in, as the applicant states, “supporting smart grid fixed and mobile data connectivity. Fixed applications include long range point to multipoint backhaul of internal utility traffic including supervisory control and data acquisition (SCADA) traffic and automatic metering infrastructure (AMI) traffic, both located at REC’s electric utility substations. The AMI system also enables real-time load management thereby improving system reliability and reducing peak demand, all of which further the nation’s goal for greater energy independence and reduced carbon emissions. In terms of mobile data connectivity, REC plans to leverage this technology to test the efficacy of these frequencies for mobile workforce management applications in the utility service vehicles including processing work orders – new connects, disconnects, reconnects, and outage orders. REC also has a need to test automatic vehicle location (AVL) to optimize routing of service vehicles in real time.” Operation will be in several Virginia communities on 174-216 MHz.

• The Avionics Engineering Center at Ohio University filed an application with exhibits for experimental license to operate in support of research on the Joint Precision Approach and Landing System (JPALS). The system is intended to provide fixed and mobile precision approach and landing systems that will support a 200 feet decision height and 0.5 statute mile visibility while operating in military or civil modes. The system will also support auto-land capability for suitably equipped aircraft (to include Army, Navy, Marine Corps, and Air Force aircraft) and operate in a GPS-jamming-threat environment. Operation will be in Albany, Ohio on 240.650 MHz and 280.975 MHz.

• Lockheed Martin filed an application with exhibits for experimental license to “perform testing on a Low Frequency Sensor (LFS) radar that will be used for long range detection. The testing will evaluate the sensor detection performance and antenna characterization of the radar.” The test antenna will be log periodic with a gain of 6 dBi and beamwidth of 103 degrees. ERP will be variable up to 10 watts. Operation will be in Syracuse, New York on 420-450 MHz.

• KTS Wireless filed an application with exhibit for experimental license to test a TV white-space system in an orange grove located southwest of Clewiston, Florida. The intent is to apply TV white spaces to the problem of enabling automation for sustainable specialty crop farming. “The current implementation requires a multi-radio solution in several bands with multiple repeaters which is problematic in an industrial environment.” The white-space method is intended to allow a single base-station solution. Operation will be on 470-608 MHz and 614-698 MHz.

• Google filed an application with exhibit for experimental license to operate in support of experiments in TV white spaces in the bands 512-602 MHz and 620-698 MHz. “Google will conduct research and experiments of fixed and personal/portable devices within the white spaces to determine the potential utility and feasibility of such operations and technology. Google requests authorization within the geographic coordinates of its Mountain View, California campus. Google plans to operate up to three fixed base stations at 4 W per 6 MHz channel available, with a radius of operation of 5 miles (8.05 km), and up to 50 mobile stations at 100 mW per 6 MHz channel available.”

• Quantum5x Systems filed an application for special temporary authority to test a “new type of wireless microphone with a rubberized housing and internal antenna, as well as addressing de-sense and intermodulation correction technology.” Operation will in New York, New York on 600-608 MHz and 614-689 MHz.

• Lockheed Martin filed an application with exhibits for special temporary authority to test its “MONAX Cellular solution along the southwest border of Texas. This operation will be supporting evaluation by local and state authorities of the MONAX solution for utilization in securing the border with Mexico.” “MONAX is a powerful, new communications system that combines the convenience of smartphone technology with the power and flexibility of a secure, highly portable infrastructure.” “The 4G wireless system, consists of a unique portable MONAX Lynx sleeve that connects touch-screen COTS [commercial off-the-shelf] smartphones [which look similar to iPhones] to the MONAX XG Base Station infrastructure on the ground or in airborne platforms, offering uninterrupted service to warfighters in the field.” “MONAX offers a rich set of applications and governance, leveraging commercial smartphone application development and application store model. Applications can be easily written or re-hosted on a smartphone, reviewed/approved for mission effectiveness, hosted in a 24×7 app store and made available to the warfighter.” Operation will be near Finlay, Texas on 758-763 MHz and 788-793 MHz.

• Vodafone filed an application with exhibit for experimental license to “test and demonstrate advanced Internet services in . . . GSM, HSPA and LTE environments, such as GPRS (general packet radio system), location-based services, transcoding between email, SMS, and WAP, and secure position/mobile-commerce services.” Operation will be in Redwood City, California on 842-850 MHz, 890-893 MHz, 935-938 MHz, 1920-1936 MHz, 2110-2126 MHz, 2500-2520 MHz, and 2620-2640 MHz.

• Western DataCom filed an application with exhibit for experimental license to test UMTS wireless devices used by the Intelligence & Information Warfare Directorate of the US Army Communications Electronics Research, Development, and Engineering Center. The system is to be used for transmission and reception of voice and data within a single network; it does not connect to any other provider’s network. Operation will at Fort Dix and Lakehurst, New Jersey, on 900-915 MHz, 945-960 MHz, 1755 MHz, 1850 MHz, 1972.4-1977.4 MHz, and 2162.4-2167.4 MHz.

• General Dynamics filed an application with exhibits for experimental license to conduct testing in support of its Labrador program, which is intended to develop methods for locating and identifying radio frequency signals using a variety of devices. The project requires communication between collaborating software-defined radios. Operation will be in Ypsilanti, Michigan; Bloomington, Minnesota; Tucson, Arizona; and Austin, Texas on 902-928 MHz, 1350-1390 MHz, and 1755-1850 MHz.

• Wal-Mart Stores filed an application with exhibits for experimental license to conduct RFID research at its lab in Fayetteville, Arkansas. This research relates, in part, to optimal placement of RFID tags on cases, pallets and assets. “The experimentation will include RFID tagged cases going through a simulated supply chain. This will include testing in a dense reader mode environment. Additional testing will be conducted using RFID enabled handhelds for inventory collection, product locating and product receiving in a simulated store environment. RFID readers fixed to mobile assets (forklifts, carts, wearable devices) will be tested using this site license to ensure that solutions developed using RFID readers in the United States will meet the given performance criteria across all other regions worldwide within which Wal-Mart operates.” Operation will be on 902-928 MHz.

• General Electric Global Research filed an application with exhibits for special temporary authority to test a microwave imaging system for non-destructive testing of in-service wind turbine blades. Operation will take place in Schenectady, New York. The signal will be a broadband linear chirp swept from 1 GHz to 18 GHz up to 10 times per second.

• Rockwell Collins filed an application with exhibit for special temporary authority to develop and test equipment used in the Aeronautical Mobile Satellite Service. Four Inmarsat geostationary satellites will be used. Operation will be nationwide on 1626.5-1660.5 MHz.

• BAE Systems filed an application with exhibit for special temporary authority to conduct proof-of-concept tests for the next generation of communication-intelligence unmanned aerial vehicles (UAVs). Operation will take place in Hudson, New Hampshire on 1760-1840 MHz, 2365-2445 MHz, and 10.25 GHz.

• Ericsson filed an application and exhibit for experimental license to conduct tests related to 3G and LTE application performance. “This investigation will examine a new aspect of network performance and will contribute to expansion of the mobile ecosystem. Historically, the wireless industry has relied solely on bandwidth or transmission rates to assess performance. However, the expanding variety of applications that will run over networks indicates that network performance should also be investigated through the lens of application performance. The uniqueness of the planned experiment is to understand the performance of new, varied applications and services on mobile networks.” Operation will take place in San Jose, California on 1920-1930 MHz, 2110-2120 MHz, 2500-2520 MHz, and 2620-2640 MHz.

• Space Exploration Technologies filed an application with exhibits for experimental license to operate in support of R&D for a Vertical Takeoff, Vertical Landing (VTVL) vehicle on its test site in McGregor, Texas. The vehicle is to take off, ascend vertically to a low altitude, and then descend back to its original landing spot. “The tests themselves are divided into low?altitude and higher?altitude tests. The low?altitude tests stay below 215 meters in altitude and last approximately 45 seconds. These tests will be run approximately three times per week during the initial portion of the program. The higher?altitude tests can go as high as 3.5 km and will occur approximately once per week. These tests last approximately 3 minutes.” A downlink is used so operating parameters can be viewed in real time. An uplink is used in case of an anomaly, so the vehicle can be commanded into a safe state. Operation will be on 2040.5675 MHz, 2221.5 MHz, and 2273.5 MHz.

• Space Exploration Technologies filed an application with exhibit for special temporary authority for “telemetry and video transmissions during launch (and pre-launch checks) for an orbital test flight of the Falcon 9 launch vehicle from Cape Canaveral, pursuant to the Commercial Orbital Transportation Services (COTS) Demonstrations agreement with NASA. The launch date is currently scheduled for November 30, 2011.” “The purpose of the operation (the Demo C2/3 mission) is to demonstrate the capability to launch a capsule that can dock with the International Space Station.” “[S]pectrum support for the capsule is already being handled by NTIA (via NASA). Accordingly, STA will only cover the launch vehicle stages (first stage and second stage), during launch, as well as pre-launch checks.” Operation will be on 2213.5 MHz, 2221.5 MHz, 2251.5 MHz, 2273.5 MHz, and 5765 MHz at Cape Canaveral, Florida.

• Panasonic Avionics Corporation filed an application with exhibits for special temporary authority to conduct ground testing of potential interference from portable electronic devices (PEDs) in aircraft. This is in support of Panasonic’s Global Communications Suite (“GCS”) featuring the “eXConnect” Ku-band aeronautical mobile-satellite service system providing broadband connectivity on the aircraft during flight. Testing will be in Everett, Washington on 2386-2505 MHz, 5150-5350 MHz, and 5715-5835 MHz.

• Gibbons Systems Inc. (GSI) filed an application with exhibit for special temporary authority to test a new air-to-air ranging system as part of a contract with Wright-Patterson Air Force Base. The applicant is developing the system to “fundamentally improve radio ranging among the C-130 fleet deployed by the United States Air Force. Currently, the C-130 fleet utilizes high powered radio transmissions, similar to radar, for maintaining formation, which nonetheless render the formation highly detectable and, thus, vulnerable to enemy monitoring. The GSI RF technology employs several techniques (including low duty cycle, low total signal energy, and high bandwidth) to render the signals difficult to detect, i.e. ‘low probability of detection’ (‘LPD’). “Operation will be in Redwood City, California on 2500 MHz.

• Aurora Flight Sciences filed an application with exhibit for experimental license to operate in support of the development of an Unmanned Aircraft System (UAS). The applicant says existing data-link systems don’t provide the necessary data rate of 10 Mbps. An auto-tracking antenna, designed for use with this system, combines a high gain directional dish, a low-gain omni-directional antenna, and associated auto-tracking hardware. The omni-directional antenna is for close-in operation of the aircraft, such as during takeoff and landing, where the angular velocity of the aircraft relative to the antenna is too great to track. The high-gain antenna is for long-range operation. “The auto-tracking antenna is provided with the GPS position of the aircraft. Tracking is accomplished using a combination of GPS and signal strength. Signal strength is used to find the aircraft when the tracking is not locked, and GPS is used to follow it thereafter.” Operation will be in Warrenton, Virginia on 4.4-4.8 GHz.

• Motorola Solutions filed an application with exhibits for experimental license to test the outdoor link performance of its RDB350 point-to-multipoint data transceiver. The intent is to test fixed and mobile outdoor data transmission for federal users. The system is based on the IEEE 802.16e standard. Operation will be in Schaumberg, Illinois on 4600-4800 MHz.

• Raytheon Network Centric Systems filed an application with exhibit for special temporary authority to test a mobile surveillance system based on commercial off-the-shelf radar, electro-optical/ Infrared cameras, and microwave communications (i.e., the Motorola PTP 48600 wireless Ethernet bridge). The system is intended to “monitor international borders.” Operation will be near Las Cruces, New Mexico on 4720-4990 MHz. A similar application was filed for operation near McKinney, Texas.

• Miltec Corporation filed an application with exhibit for experimental license to conduct tests, as part of a U.S. Army contract, in support of the Innovative Waterside Wide-Area Tactical Coverage and Homing Sensors (IWWS) program intended to detect, track, and classify people and vessels in a maritime environment above and below the surface of the water. Operation will be in Kingsport, Tennessee and Guntersville, Alabama on 9.38-9.44 GHz.

• SAIC filed an application with exhibit for special temporary authority to test“low-power land radar” on 10.25-10.50 GHz. The system uses the ELTA model EL/M 2112 radar, and might be used by the Department of Homeland Security. Testing will take place around the perimeter of Lake Moultrie in South Carolina.

• L-3 Communications filed an application and exhibit for special temporary authority to test a prototype high-capacity airborne networking system. The data links will be between a ground station and an aircraft, and between two aircraft. Operation will be in the vicinity of Monterey, California on 14.50-14.83 GHz and 15.15-15.35 GHz. “The RF transmissions will utilize root raised-cosine (RRC) shaped offset QPSK modulation, at various symbol rates, with shaping factor (alpha) of 0.33. All transmitted data will be encoded with a rate-7/8 turbo product code prior to transmission.” “All transmissions will use identical 9.5” parabolic dish antennas.”

• Raytheon Network Centric Systems filed an application with exhibit for special temporary authority to “develop and demonstrate a mobile surveillance system based on commercial-off-the-shelf radar (SR Hawk Radar SRC-2362) and electro-optical/infrared cameras to monitor international borders.” Operation will be near McKinney, Texas on 16.21-16.50 GHz.

• Raytheon Network Centric Systems filed an application with exhibit for special temporary authority to “develop and demonstrate a mobile surveillance system based on commercial-off-the-shelf radar (DRS Manportable Surveillance and Target Acquisition Radar (MSTAR)) and electro-optical/infrared cameras to monitor international borders.” Operation will be near Las Cruces, New Mexico on 16.75-17.25 GHz.

• Samsung filed an application with exhibit for experimental license to “[f]ully characterize the radio channel at mmWave frequencies for mobile, outdoor environments to understand path loss, angular spread, delay spread, NLOS beamforming and blocking issues.” “This will help design mmWave communication systems, providing multi-Gbps data rates for wireless mobile services within new spectrum bandwidth and therefore meeting the challenges raised by the on-going mobile data explosion.” Operation will be on 27.925 GHz in Richardson, Texas.

• L-3 Communications Datron filed an application with exhibits for experimental license to conduct testing of Iridium satellite system feeder-link-terminals (FLTs) related to retrofit work.” The applicant “will retrofit the current 27 FLTs to address obsolescence and maintenance issues as well as modernizing hardware and software interfaces. As many as 12 new FLTs will also be built in the future to support the latest generation of Iridium NEXT satellites currently being planned and designed.” Operation will be in Simi Valley, California on 29.1-29.3 GHz.

• Google filed an application for special temporary authority to conduct “experiments using test vehicles equipped with automatic cruise control radars in a manner that extends the sensing range of the radars when a vehicle is not in motion.” “Each Google test vehicle contains several off-the-shelf automatic cruise control (ACC) radars certified for use in the 76.0-77.0 GHz band.” “Several ACC radars will be mounted on test vehicles and the vehicles will be driven through a variety of traffic situations, including along freeways and urban surface streets and through complex intersections. The radars will operate at a radiated power of 60 uW/cm² at 3 m (i.e., the current in-motion criterion) both while the vehicles are in motion and stationary. Because the power will not exceed the current in-motion criterion, Google believes the experiments will not increase the likelihood of harmful interference to any user.” Operation will be in the San Francisco Bay area. (The FCC has separate in-motion and not-in-motion emission limits for these vehicle radars to prevent prolonged human exposure to RF energy while the vehicle is stopped. I thus find it odd that Google links the in-motion criterion to “interference.”)

• Sierra Nevada Corporation filed an application with exhibit for experimental license to conduct ground testing of an Autonomous Landing Guidance (ALG) radar system. This is intended to allow “a fixed wing aircraft pilot to safely execute takeoff, approach, and landing maneuvers in low visibility conditions such as that caused by thick fog or blowing sand and dust.” “The ALG system is a derivative of other Sierra Nevada Corporation (SNC) products currently in evaluation programs that provide similar landing situational awareness for rotor wing aircraft pilots. ALG is a millimeter wave (MMW) frequency-modulated continuous wave (FMCW) radar with a narrow 1.0 beamwidth that is scanned over a 25° by 10° field of regard twice per second. During the scan the radar return data is processed by computer to extract the amplitude and the range to the ground. The computer accumulates all of the range and amplitude data over the field of regard and displays a three-dimensional representation of the ground to the pilot on a flight deck display.” This ground testing is a prelude to flight testing, at which time Sierra Nevada will apply to modify its experimental license. Operation will be at several California and Nevada locations on 94 GHz.

For the TV broadcasting spectrum, voluntary incentive auctions have long been on the horizon. Many broadcasters aren’t opposed to the idea in principle, but want assurances that existing or equivalent coverage is maintained during any channel repacking. For all they know now, it could be cut in half. This anxiety is heighted because the FCC refuses to make available for inspection pre-release versions of the software used to calculate a repacked channel plan.

This refusal follows the FCC dismissing a noteworthy study prepared by the NAB on the wireless capacity crunch, and rejecting an attempt by broadcaster to try to innovate and experiment with new broadband technologies. Add to that the FCC Chairman being associated with a policy of marginalizing the broadcast industry, some broadcasters may rather take their chances on the next FCC.

I think there may be another way forward. The Advanced Television Systems Committee (ATSC) is starting a process to develop a next-generation TV standard, ATSC 3.0. That new standard doesn’t have to be backward-compatible with current TVs. I suggest that as part of this standardization process the ATSC look at cellularization as a new architecture. Others have done this before, and the main objection has been it’s too expensive compared to the current single-transmitter model. It’s time to look at cellularization again, in light of less expensive cell site equipment and published work suggesting such a system for all broadcasters could occupy less than 100 MHz of spectrum, perhaps freeing up more than the planned 120 MHz. TV broadcasting could enter, and perhaps influence, the global LTE standards ecosystem with its economies of scale, its interoperability, and, crucially, its evolution. There’s also the potential for a return path. Looking at cellularization now might help avoid repacking the TV channels twice in a short time frame:  following a spectrum auction and then again for ATSC 3.0. If such a cellularization scheme is seen as becoming practical, it could simultaneously result in a more durable strategic advantage for broadcasters, and more than 120 MHz for mobile broadband. There’s also the potential for a return path. Looking at cellularization now might help avoid repacking the TV channels twice in a short time frame:  following a spectrum auction and then again for ATSC 3.0. If such a cellularization scheme is seen as becoming practical, it could result in a more durable strategic advantage for broadcasters, and more than 120 MHz for mobile broadband.

Continuing our spectrum survey, the LightSquared proceeding will likely result in at least some of 59 MHz of spectrum around 1500 MHz becoming available, with the rest available once issues with potential interference to precision applications of GPS are resolved.

The FCC has an open proceeding looking at maximizing the mobile broadband potential of a total 75 MHz of spectrum around 2 GHz. Some 40 MHz of that belongs to Dish Network, which recently asked the FCC for permission to deploy a hybrid satellite and terrestrial mobile and fixed broadband network.  Qualcomm, Dish, and others have various smaller pieces of the 700 MHz band, some of which are in play now.

An accurate and current inventory of frequency assignments and usage (based on measurements) would help identify new mobile spectrum, but the preliminary steps the FCC has taken so far are so laden with disclaimers they can’t be relied upon.

Then we have the Federal spectrum. NTIA has issued a plan and timetable identifying over 2200 MHz of Federal and non-Federal spectrum that might provide opportunities for wireless broadband use.  I wouldn’t call any of that “pipeline” at this point. NTIA is, however, finishing a detailed review of the 1755-1850 MHz band to determine to what extent it can be made available for commercial broadband use. This review should be completed by September 30. Since this band might be considered a best-case for repurposing Federal spectrum, the results of this review may give us a sense on how we’ll fare with other Federal bands.

Anecdotal evidence suggests there is more Federal spectrum available. Below is a figure from a report prepared by Shared Spectrum Company, which conducted spectrum occupancy measurements at its suburban Washington, D.C. office.

Shared Spectrum notes that, because of its methodology, some of these bands may be utilized but hard to measure, such as GPS satellite signals in the 1575 MHz region. Other fallow spectrum may be in a pipeline, but for services other than mobile broadband. One field test is not the basis for spectrum planning. These general results, however, have been replicated by Shared Spectrum elsewhere, and by NTIA at various locations.

In addition to measuring what’s out there, one might think to examine the NTIA’s database of Federal frequency use to see what’s open. Unfortunately, the Government Accountability Office (GAO) recently reported that “NTIA’s data management system lacks transparency and data validation processes, making it transparency and data validation processes, making it uncertain if spectrum management decisions are based on accurate and complete data.” A new, improved database system is in the works but isn’t scheduled to be online until 2018 (not a typo).

Other problems with the current Federal spectrum management process, as found by the GAO, include heavy reliance on agencies to self-evaluate and report their current and future spectrum needs, lack of specific spectrum management requirements for federal agencies, and limited assurance that federal agencies are recording accurate data. In a recent review of a sample of Federal spectrum assignments for one agency in the Detroit area, approximately half of that agency’s assignment records were inaccurate. There’s also a spectrum warehousing issue: some federal agencies are concerned that if they say they are no longer using an assignment, it will be deleted and they will not be able to get it back if needed later.

The NTIA database problems point to another reason why a spectrum inventory, of Federal and non-Federal bands, should be informed by measurements. Repurposing existing databases known to contain errors, under layers of disclaimers, is not a spectrum inventory.

Though not one of the usual spectrum candidates, it might be time to look again at the 1435-1525 MHz flight test telemetry band. This have been tried at least a couple of times before, by satellite radio and by land-mobile proponents. Both attempts didn’t get anywhere. This time I’d suggest looking at it with more of a goal toward sharing. I can’t help but notice that, today, the band is routinely shared under special temporary authority by video production entities looking for bandwidth to relay video during special events. One application was recently approved for an event in the middle of Washington, DC. If a hole is there why not use it for mobile broadband as well? I’d think . . . hope . . . that most flight testing is not done over major cities where the capacity crunch is the greatest. Flight test links are usually air-to-air or between air and ground, not ground-to-ground, so I’d expect considerable antenna discrimination that would reduce the potential for interference with other services.

By the time we reach the National Broadband Plan’s 10 year deadline for 500 MHz of new broadband spectrum (for fixed and mobile), many promising technologies and techniques found in the record of the FCC’s proceeding on dynamic spectrum access will become a reality, increasing the capacity of existing spectrum. These will make it easier to implement shared spectrum use using cognitive radio techniques.

Moreover, moves toward a property-rights regime for spectrum use and creation of markets for licenses, recognizing that government can improve market outcomes, would remove some of the headaches inherent in sorting out the above. We wouldn’t have to worry as much about filling the pipeline. It would fill itself.

Looking at the chart, we see the U.S. has the most subscribers of the countries chosen for comparison (China and India each have about three times as many subscribers as the U.S.).  Then we see that the U.S. average revenue per voice minute, which can be considered a proxy for subscriber cost, is 4 cents, the lowest of all countries compared. Very impressive. I’ve seen criticism that this figure may be lower than actual because of a possible assumption that the consumer uses all, and no more of, plan-minutes per month. Even with further adjustments I’d expect the comparison to be favorable. With the growing role of mobile data services, data costs would be a useful to see as well; such a comparison is conspicuous by its absence.

CTIA then positions the U.S. as a leader in efficient use of spectrum, by a factor of two-to-one or more, using “Subscribers Served per MHz of Spectrum Allocated.” Here, they lose me. Cellular spectrum is reused. We are not partitioning the spectrum allocations such that each subscriber has a unique fraction. Though there are many ways to measure spectrum efficiency, and new ones can be created, I don’t see how this qualifies.

We’re back on track with the last two lines showing spectrum allocations and new spectrum in the pipeline.  I’m concerned that they are based in part on “regulatory and company websites and press reports.”  As we have seen, some press reports are more reliable than others. I’d like to see the specific reference for each figure.

I find it noteworthy that Japan and South Korea, nations with very progressive wireless industries, make do with less spectrum than the U.S. It may be no coincidence that South Korea has one of the smallest spectrum allocations, one of the smallest amounts of spectrum in the pipeline, and has operators that are aggressively deploying Wi-Fi offloading and six-sector base-station antennas, which nominally double spectrum capacity compared to the more-common three sector antennas.

The 50 MHz pipeline figure apparently comes from the National Broadband Plan. There’s been a lot of spectrum policy activity since then, but we’re agreed that there’s little in the pipeline now. In my next post I’ll try to take a snapshot of where we stand with the usual spectrum candidates, and suggest one or two others. Later I plan to review where we are with offloading and other technologies, along with tiered rate plans, that can reduce, but not eliminate, the need for new mobile broadband spectrum.

Gerald Whitney filed an application with exhibits for experimental license to test a prototype AM broadcast transmitter system covering 2-16 MHz at a carrier power of 1 kW. The system, part of a U.S. Department of Defense project, includes a frequency-agile transmitter, antenna tuning unit, and antenna. Testing will be done in Victor, New York.

Curtis-Wright Controls filed an application with exhibit for special temporary authority to demonstrate its 3d-Radar brand of ultra-wideband ground penetrating radar (GPR) for prospective non-federal customers as it awaits expected FCC grant of its Part 15 waiver request for the device. Operation will take place at various locations in the U.S. on 140-3000 MHz, with frequency notching to preclude transmissions in the bands 608-614 MHz, 1400-1427 MHz, 1660.5-1668.4 MHz, and 2690-2700 MHz, in accordance with an NTIA authorization. The company filed its Part 15 waiver request with the FCC in June 2010 seeking authorization to operate the device for non-federal use (ET Doc. No. 10-167). The company understands the FCC’s Office of Engineering and Technology is working on an order that would permit non-federal use of the device. The company notes that NTIA, with FCC coordination, has already approved the use of the device for federal use on a nationwide basis.

Carlson Wireless Technologies filed an application with exhibit for special temporary authority to test voice and data connections among multiple Chevron Oil oil-field facilities using TV white space frequencies. Test results will be compared to the performance of a current 900 MHz system. Operation will be at several California locations in the 174-216 MHz and 470-698 MHz bands.

Southern Methodist University filed an application with exhibits for experimental license to operate a cognitive radio testbed. The testbed is backed by a National Science Foundation grant.  Operation will be on several frequency bands between 400 MHz and 6100 MHz in the Dallas area. The testbed will be used to study wireless performance in mobile and stationary environments. Featured in the testbed is real-time multi-band operation, which can be used to aid design of context-aware and cognitive algorithms that use multiple frequency bands to adapt to dynamic environmental conditions. One goal of the research is to develop an open-access database of wireless performance in multiple scenarios.

L3 Nova Engineering filed an application with exhibits for experimental license to demonstrate a seismic activity sensor network. Testing will take place in Great Falls, Virginia on 420-440 MHz.

Sierra Nevada Corp. filed an application for special temporary authority to test equipment that will facilitate formation flight between two aircraft. This supports DARPA’s Global Hawk autonomous aerial refueling demonstration program that is intended to accomplish the first-ever fully autonomous rendezvous, refueling, and formation flying of two unmanned aircraft. Each node of the system consists of a GPS receiver, processor, and other equipment including the UHF data link that is the subject of this application; one node would transmit data to the other such that the receiving node would be able to calculate its position and orientation relative to the transmitting node. The testing will take place in Salt Lake City, Utah on 420.25-426.60 MHz.

Raytheon BBN Technologies filed an application for special temporary authority test distributed-transmit beamforming using RF modules developed under DARPA’s Precision Electronic Warfare (PREW) program. “Specifically, BBN Technologies seeks to demonstrate the capability to synchronize clocks from up to 10 RF modules remotely using UHF band frequencies, and project RF energy at specified frequencies that results in the coherent combining of focused power within a small geographic area of interest using the these radios to enable high data rate transmissions and longer ranges.” According to DARPA, “the goal of the Precision Electronic Warfare (PREW) program is to demonstrate technologies and a prototype system that will enable the fielding of an ad hoc sparse array consisting of multiple airborne and/or ground nodes that can perform surgical jamming. The PREW system should be able to project RF energy that results in the coherent combining of focused power within a small geographic area of interest (AOI). When operating outside the AOI, the system must minimize the coherency of the RF energy to limit the impact to collateral systems.” Testing will occur at Sky Meadow State Park, Delaplane, Virginia on 437-493 MHz, 877-953 MHz, and 2400-2480 MHz.

Airvana filed an application with exhibit for experimental license to develop and test prototype LTE infrastructure equipment on 698-716 MHz, 728-757 MHz, 776-787 MHz, 806-824, MHz, 851-869 MHz, 1910-1915 MHz, and 1990-1995 MHz. Airvana says it will evaluate handoff performance among sectors, network capacity, quality of service, multi-path performance, average data rates, and interference performance. The testing is to take place nationwide.

Lockheed Martin filed an application with exhibits for experimental license to conduct testing in support of the Extended Area Protection System (EAPS) missile test program under sponsorship of the U.S. Army. The EAPS interceptor is a small ground-launched missile system under development as a performance demonstration program of hit-to-kill technology. The hardware requiring licensing consists of two systems. The first is the telemetry system providing downlink of flight telemetry data from the interceptor to a launch control trailer. The second is the unmanned ground system that provides uplink of flight control data from the launcher control trailer to the interceptor. Testing will take place in Texas on 2270.5, 2280.5, 2281.5, 4401.5, 4410.5, and 4411.5 MHz.

Bell Helicopter Textron filed an application with exhibits for experimental license to conduct testing and development in support of eventual unmanned helicopter flights. Testing will take place in the vicinity of Arlington, Texas on 2282.50 MHz.

Teletronics Technology Corp. filed an application with exhibits for special temporary authority to test a new transceiver with both OFDM and burst-mode shaped-offset QPSK (SOQPSK). The transceivers are said to provide “maximum transmission and reception distance under harsh environmental conditions.” Operation will be in the vicinity of Newtown, Pennsylvania on 2360-2390 MHz.

North American Eagle, a project testing the capability of a land-based vehicle to safely transition through supersonic speed, filed an application and exhibits for experimental license to operate a Wi-Fi network consisting of five Tropos model 7320 mesh routers mounted on eight-meter towers and one Tropos model 4310 mobile-mesh router mounted in the vehicle’s nose cone. Video and vehicle operational data will be sent to the base stations. Operation is to take place on dry lake beds near Black Rock, Nevada and Diamond Valley, Nevada on 2400-2483MHz (for data) and 5725-5850 MHz (for video). Transmitter output power will be 30 watts. (Wi-Fi at 800 MPH will be a challenge.)

Raytheon filed an application with exhibit for special temporary authority to test a critical-infrastructure-protection radars system. The system uses a 90-degree-quadrant staring radar with moving target indication designed for perimeter intrusion detection applications around secure facilities such as airports, seaports, utilities and other critical infrastructure. The system is based on Raytheon’s SR1500 Short-Range radar, which is under development. The plan is to deploy a network of low-power, short range (1.5 km) radars at fixed locations around critical infrastructure sites of the Port Authority for New York and New Jersey to provide perimeter security. An Ethernet-based network provides communication between multiple radar and electro-optic sensors. Testing will take place at various locations around New York City on 3100-3500 MHz.

L3 Communications filed an application and exhibits for special temporary authority to test a SONAR telemetry transmission system for military use. The system would send SONAR data from a small boat at a rate of 10 Mbps. The link will also carry video from cameras on the boat to allow operators to confirm normal operation of the hardware. The SONAR data and video will be transmitted to a larger manned ship at a range of a few miles. Testing will take place on the Pacific Ocean, between San Pedro and Catalina Island, in the bands 5200-5679 MHz and 5689-5800 MHz.

Laufer Wind Group filed an application with exhibits for experimental license to conduct tests in connection with the development of a radar-activated FAA obstruction lighting system for wind farms. Testing will take place in New York and New Hampshire on 9380-9440 MHz.

Lockheed Martin filed an application with exhibits for special temporary authority to evaluate Ku-band satellite technology for high-data-rate communication to helicopters. It intends to test ViaSat’s proprietary technology said to maintain the flow of data transmission in the presence of momentary path blockage from rotor blades. Test antennas will be mounted on stands underneath the rotor blades. Testing will be in Owego, New York on 14.0-14.5 GHz.

Raytheon filed an application with exhibit for special temporary authority to test a radar system for mobile surveillance system based on the DRS MSTAR commercial-off-the-shelf radar. The radar, in conjunction with electro-optical/infrared cameras, is intended for use in monitoring international borders. Testing will take place near McKinney, Texas on 16.75-17.25 GHz.

General Dynamics filed an application with exhibit for experimental license to operate an airborne radar system in support of ground imaging research using synthetic aperture radar techniques. Separate transmit and receive antennas would be mounted to a rotational pedestal on the underside of an aircraft. The gain of the antennas is 40 dB at 94 GHz, and they have a 1.5 degree half-power beamwidth in both the azimuth and elevation planes. The radar will use a pulsed linear-FM chirp waveform, centered at 94 GHz with a bandwidth of 600 MHz. The width of the waveform pulse will be approximately 20 microseconds and operate at a pulse repetition frequency of approximately 10 kHz. Peak ERP will be 5,000 Watts. Operation will be in the vicinity of Ypsilanti, Michigan.

Ducommun LaBarge Technologies filed an application with exhibits for experimental license to test its model SG-DDR50 security system, a directed-energy weapon that uses millimeter-wavelength energy to “stop, deter, turn back, and otherwise discourage a trespasser, thief, or belligerent and threatening person at relatively long distances.” “The system consists of an electrical power source, a device producing millimeter wavelength electromagnetic energy, an energy director projecting a narrow energy beam towards a target, and mounting and connecting equipment.” “The SG-DDR50 uses the susceptibility of skin nerve endings to millimeter-wavelength electromagnetic energy to report a sensation of intense undesirable heat on the skin of the person in the energy beam, all while doing no harm.” “The purpose of the experimental license is to align the system to operational specifications using infrared imaging of patterns on a sensitive carbon impregnated teflon [sic] target . . ..” Testing will occur in Huntsville, Arkansas on 94.5-95.0 GHz. Transmitter power and ERP are both specified as 800 Watts on the FCC application form. According to the applicant, “[t]he nature of this test configuration does not lend itself to be characterized by traditional measures, such as ERP, ERIP, Peak Power, and the like.”